Filing Details
- Accession Number:
- 0001666071-21-000067
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-14 17:50:12
- Reporting Period:
- 2021-04-12
- Accepted Time:
- 2021-04-14 17:50:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1666071 | Cardlytics Inc. | CDLX | Services-Computer Programming, Data Processing, Etc. (7370) | 263039436 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1730687 | Marie Lynne Laube | C/O Cardlytics, Inc. 675 Ponce De Leon Avenue Ne, Suite 6000 Atlanta GA 30308 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-04-12 | 2,139 | $8.32 | 319,306 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-04-12 | 201 | $108.15 | 319,105 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-04-12 | 700 | $109.83 | 318,405 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-04-12 | 997 | $111.31 | 317,408 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-04-12 | 241 | $111.90 | 317,167 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-04-13 | 2,139 | $8.32 | 319,306 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-04-13 | 224 | $102.88 | 319,082 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-04-13 | 300 | $104.07 | 318,782 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-04-13 | 900 | $104.95 | 317,882 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-04-13 | 315 | $105.75 | 317,567 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-04-13 | 200 | $107.78 | 317,367 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-04-13 | 100 | $108.64 | 317,267 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-04-13 | 100 | $110.88 | 317,167 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-04-12 | 2,139 | $0.00 | 2,139 | $8.32 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-04-13 | 2,139 | $0.00 | 2,139 | $8.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,563 | 2023-07-18 | No | 4 | M | Direct | |
| 5,424 | 2023-07-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 14,565 | Indirect | See Footnote |
| Common Stock | 14,565 | Indirect | See Footnote |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.
- The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $107.80 to $108.61, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9) and (10) to this Form 4.
- The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $109.11 to $110.60, inclusive.
- The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $110.84 to $111.83, inclusive.
- The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $111.84 to $111.98, inclusive.
- The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $102.48 to $103.29, inclusive.
- The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $103.565 to $104.38, inclusive.
- The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $104.575 to $105.565, inclusive.
- The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $105.66 to $105.82, inclusive.
- The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $107.565 to $108.04, inclusive.
- The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Keegan George Allbright (the "KGA GRAT"). The Reporting Person is the trustee of the KGA GRAT.
- The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Hayley Marie Allbright (the "HMA GRAT"). The Reporting Person is the trustee of the HMA GRAT.
- Fully vested.
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