Filing Details
- Accession Number:
- 0001127602-11-014057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-29 09:42:09
- Reporting Period:
- 2011-04-28
- Filing Date:
- 2011-04-29
- Accepted Time:
- 2011-04-29 09:42:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1197743 | J Fred Palensky | 3M Center St. Paul MN 55144-1000 | Exec Vp R&D & Chf Tech Off | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-28 | 5,870 | $79.05 | 40,341 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-28 | 5,870 | $97.00 | 34,471 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-04-28 | 7,625 | $84.83 | 42,096 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-28 | 7,625 | $97.00 | 34,471 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-04-28 | 6,947 | $84.83 | 41,418 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-28 | 6,947 | $97.00 | 34,471 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2011-04-28 | 5,870 | $0.00 | 5,870 | $79.05 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2011-04-28 | 7,625 | $0.00 | 7,625 | $84.83 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2011-04-28 | 6,947 | $0.00 | 6,947 | $84.83 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,870 | 2007-05-10 | 2012-05-14 | No | 4 | M | Direct |
| 7,625 | 2007-11-14 | 2012-05-14 | No | 4 | M | Direct |
| 0 | 2007-11-14 | 2013-05-13 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2011.
Billionaire Hedge Funds
