Filing Details
- Accession Number:
- 0001104659-21-050135
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-14 13:23:38
- Reporting Period:
- 2021-04-12
- Accepted Time:
- 2021-04-14 13:23:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1840776 | Aldel Financial Inc. | ADF | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1124462 | I Robert Kauffman | C/O Aldel Financial Inc. 105 S. Maple Street Itasca IL 60143 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-04-12 | 515,000 | $10.00 | 515,000 | No | 4 | P | Indirect | Held by Aldel Investors LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held by Aldel Investors LLC |
Footnotes
- Consists of 515,000 of the Issuer's Private Placement Units, as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-253166), purchased by Aldel Investors LLC for $10.00 per Private Placement Unit.
- Held by Aldel Investors LLC (the "Sponsor"). Mr. Kauffman is a manager of the Sponsor and has voting and investment discretion with respect to the shares of common stock held of record by the Sponsor. Mr. Kauffman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.