Filing Details

Accession Number:
0001104659-21-049878
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-13 18:40:23
Reporting Period:
2021-04-09
Accepted Time:
2021-04-13 18:40:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1616543 Senseonics Holdings Inc. SENS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1270735 A Douglas Roeder C/O Delphi Ventures,
63 Bovet Road, Suite 351
San Mateo CA 94402
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-04-09 4,845,399 $2.39 4,845,399 No 4 S Indirect See footnote
Common Stock Disposition 2021-04-09 46,989 $2.39 48,232 No 4 S Indirect See footnote
Common Stock Disposition 2021-04-12 4,906,326 $2.12 0 No 4 S Indirect See footnote
Common Stock Disposition 2021-04-12 47,580 $2.12 652 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 273,077 Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan entered into on March 10, 2021.
  2. This transaction was executed in multiple trades at prices ranging from $2.30 to $2.565, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $2.02 to $2.37, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. Shares held directly by Delphi Ventures VIII, L.P. ("DV VIII"). The Reporting Person is a managing member of Delphi Management Partners VIII, L.L.C. ("DMP"), the general partner of DV VIII. As a managing member of DMP, the Reporting Person shares voting and investment power over the securities held by DV VIII and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by DV VIII, except to the extent of his proportionate pecuniary interest therein.
  5. Shares held directly by Delphi BioInvestments VIII, L.P. ("DBI VIII"). The Reporting Person is a managing member of Delphi Management Partners VIII, L.L.C. ("DMP"), the general partner of DBI VIII. As a managing member of DMP, the Reporting Person shares voting and investment power over the securities held by DBI VIII and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by DBI VIII, except to the extent of his proportionate pecuniary interest therein.
  6. Represents a restricted stock unit ("RSU") grant on July 7, 2020. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the reporting person's continuous service through such vesting date.