Filing Details

Accession Number:
0001209191-11-024913
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-28 20:16:17
Reporting Period:
2011-04-26
Filing Date:
2011-04-28
Accepted Time:
2011-04-28 20:16:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1326973 Smart Modular Technologies (Wwh) Inc. SMOD Semiconductors & Related Devices (3674) 202509518
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1344022 Wayne Eisenberg C/O: Smart Modular Technologies
39870 Eureka Dr.
Newark CA 94560
Vp - Worldwide Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-04-26 20,000 $0.17 141,369 No 4 M Direct
Common Stock Disposition 2011-04-26 20,000 $9.24 121,369 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Disposition 2011-04-26 20,000 $0.00 20,000 $0.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
126,400 2014-06-16 No 4 M Direct
Footnotes
  1. Also referred to as ordinary shares.
  2. The option exercises and sales reported in this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on March 31, 2010.
  3. The option is fully vested.