Filing Details
- Accession Number:
- 0001103646-21-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-13 13:49:44
- Reporting Period:
- 2021-02-12
- Accepted Time:
- 2021-04-13 13:49:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1603998 | Duff & Phelps Select Mlp & Midstream Energy Fund Inc. | DSE | () | IL |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1103646 | Css Llc/Il | 175 West Jackson Blvd Suite 440 Chicago IL 60604 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Acquisiton | 2021-03-25 | 11,887 | $7.03 | 469,871 | No | 4 | P | Direct | |
| Common | Acquisiton | 2021-03-26 | 425 | $7.20 | 470,296 | No | 4 | P | Direct | |
| Common | Disposition | 2021-03-29 | 1,000 | $7.30 | 469,296 | No | 4 | S | Direct | |
| Common | Acquisiton | 2021-03-29 | 1,960 | $7.28 | 471,256 | No | 4 | P | Direct | |
| Common | Acquisiton | 2021-03-30 | 2,889 | $7.22 | 474,145 | No | 4 | P | Direct | |
| Common | Acquisiton | 2021-03-31 | 593 | $7.24 | 474,738 | No | 4 | P | Direct | |
| Common | Acquisiton | 2021-04-06 | 200 | $7.42 | 474,938 | No | 4 | P | Direct | |
| Common | Acquisiton | 2021-04-07 | 15 | $7.40 | 474,953 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | S | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchase in multiple transactions at prices ranging from $6.99 to $7.07, inclusive. The reporting person undertakes to provide to Duff & Phelps Select MLP and Midstream Energy Fund Inc. (DSE), any security holder of DSE, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes this Form 4
- The price reported in Column 4 is a weighted average price purchased in multiple transactions at prices ranging from $7.19 to $7.24
- The price reported in Column 4 is a weighted average price purchased in multiple transactions at prices ranging from $7.24 to $7.30
- The price reported in Column 4 is a weighted average price purchased in multiple transactions at prices ranging from $7.20 to $7.23
- The price reported in Column 4 is a weighted average price purchased in multiple transactions at prices ranging from $7.23 to $7.33
Billionaire Hedge Funds
