Filing Details
- Accession Number:
- 0001771515-21-000029
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-12 19:49:54
- Reporting Period:
- 2021-04-09
- Accepted Time:
- 2021-04-12 19:49:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1771515 | Grocery Outlet Holding Corp. | GO | Retail-Grocery Stores (5411) | 471874201 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1779980 | K. Steven Wilson | C/O Grocery Outlet Holding Corp. 5650 Hollis Street Emeryville CA 94608 | Svp, Chief Purchasing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-04-09 | 10,830 | $3.81 | 155,090 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-04-09 | 10,830 | $38.00 | 144,260 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-04-09 | 10,600 | $7.13 | 154,860 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-04-09 | 10,600 | $38.00 | 144,260 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2021-04-09 | 10,830 | $0.00 | 10,830 | $3.81 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2021-04-09 | 10,600 | $0.00 | 10,600 | $7.13 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
55,522 | 2024-11-25 | No | 4 | M | Direct | |
26,495 | 2024-11-25 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.
- Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.
- Represents stock options granted on November 25, 2014 which vested in five equal installments on each of the first five anniversaries of the grant date.