Filing Details

Accession Number:
0001567619-21-007930
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-12 18:44:35
Reporting Period:
2021-04-08
Accepted Time:
2021-04-12 18:44:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
886128 Fuelcell Energy Inc FCEL Electrical Industrial Apparatus (3620) 060853042
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1795611 Christopher John Groobey 3 Great Pasture Road
Danbury CT 06810
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-04-08 23,810 $0.00 84,979 No 4 M Direct
Common Stock Acquisiton 2021-04-08 8,993 $0.00 93,972 No 4 M Direct
Common Stock Disposition 2021-04-09 16,000 $12.56 77,972 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Director Restricted Stock Unit Disposition 2021-04-08 23,810 $0.00 23,810 $0.00
Common Stock Director Restricted Stock Unit Disposition 2021-04-08 8,993 $0.00 8,993 $0.00
Common Stock Director Restricted Stock Unit Acquisiton 2021-04-08 5,919 $0.00 5,919 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
0 No 4 M Direct
5,919 No 4 A Direct
Footnotes
  1. Restricted stock units were converted into common stock on a one-for-one basis.
  2. The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  3. On May 8, 2020, the reporting person was granted restricted stock units, which (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2021, and (ii) are to be settled in cash or in shares of the Company's common stock, at the discretion of the Compensation Committee, as the administrator under the Plan.
  4. On August 24, 2020, the reporting person was granted restricted stock units, which (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2021, and (ii) are to be settled in cash or in shares of the Company's common stock, at the discretion of the Compensation Committee, as the administrator under the Plan.
  5. Each restricted stock unit represents a contingent right to receive one share of common stock or, at the election of the Compensation Committee, the cash value thereof.
  6. These RSUs (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2022, and (ii) are to be settled in cash or in shares of the Company's common stock, at the discretion of the Compensation Committee, as the administrator under the Plan.