Filing Details
- Accession Number:
- 0001567619-21-007930
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-12 18:44:35
- Reporting Period:
- 2021-04-08
- Accepted Time:
- 2021-04-12 18:44:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
886128 | Fuelcell Energy Inc | FCEL | Electrical Industrial Apparatus (3620) | 060853042 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1795611 | Christopher John Groobey | 3 Great Pasture Road Danbury CT 06810 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-04-08 | 23,810 | $0.00 | 84,979 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-04-08 | 8,993 | $0.00 | 93,972 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-04-09 | 16,000 | $12.56 | 77,972 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Director Restricted Stock Unit | Disposition | 2021-04-08 | 23,810 | $0.00 | 23,810 | $0.00 |
Common Stock | Director Restricted Stock Unit | Disposition | 2021-04-08 | 8,993 | $0.00 | 8,993 | $0.00 |
Common Stock | Director Restricted Stock Unit | Acquisiton | 2021-04-08 | 5,919 | $0.00 | 5,919 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
0 | No | 4 | M | Direct | ||
5,919 | No | 4 | A | Direct |
Footnotes
- Restricted stock units were converted into common stock on a one-for-one basis.
- The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- On May 8, 2020, the reporting person was granted restricted stock units, which (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2021, and (ii) are to be settled in cash or in shares of the Company's common stock, at the discretion of the Compensation Committee, as the administrator under the Plan.
- On August 24, 2020, the reporting person was granted restricted stock units, which (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2021, and (ii) are to be settled in cash or in shares of the Company's common stock, at the discretion of the Compensation Committee, as the administrator under the Plan.
- Each restricted stock unit represents a contingent right to receive one share of common stock or, at the election of the Compensation Committee, the cash value thereof.
- These RSUs (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2022, and (ii) are to be settled in cash or in shares of the Company's common stock, at the discretion of the Compensation Committee, as the administrator under the Plan.