Filing Details
- Accession Number:
- 0001001250-21-000054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-12 16:12:45
- Reporting Period:
- 2021-04-09
- Accepted Time:
- 2021-04-12 16:12:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1204538 | E Sara Moss | The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-04-09 | 12,000 | $107.95 | 12,000 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-04-09 | 12,000 | $300.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Option (right to buy) | Disposition | 2021-04-09 | 12,000 | $0.00 | 12,000 | $107.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-01-01 | 2027-09-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 40,057 | Indirect | Through a revocable trust. |
| Class A Common Stock | 9,890 | Indirect | Through grantor retained annuity trust #1. |
| Class A Common Stock | 20,000 | Indirect | Through grantor retained annuity trust #2. |
Footnotes
- Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 9,858 shares exercisable from and after January 1, 2019; 9,859 shares exercisable from and after January 1, 2020; and 9,859 shares exercisable from and after January 1, 2021.
- The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on March 1, 2021.
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- Sales prices range from $300.00 to $300.03 per share, inclusive.
- Not applicable.
Billionaire Hedge Funds
