Filing Details
- Accession Number:
- 0001493152-21-008358
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-08 21:52:17
- Reporting Period:
- 2021-04-06
- Accepted Time:
- 2021-04-08 21:52:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1780312 | Ast Spacemobile Inc. | ASTS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1760624 | Hiroshi Mikitani | C/O Ast Spacemobile, Inc., Midland Intl. Air &Amp; Space Port, 2901 Enterprise Lane Midland TX 79706 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common Stock | Acquisiton | 2021-04-06 | 28,520,155 | $0.00 | 28,520,155 | No | 4 | A | Indirect | See footnote |
Class A Common Stock | Acquisiton | 2021-04-06 | 2,500,000 | $10.00 | 2,500,000 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Common Units | Acquisiton | 2021-04-06 | 28,520,155 | $0.00 | 28,520,155 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
28,520,155 | No | 4 | A | Indirect |
Footnotes
- In connection with the closing of the business combination between New Providence Acquisition Corp. and AST & Science, LLC ("AST") on April 6, 2021, each existing common unit previously issued by AST was reclassified and reissued by AST into new Common Units on a 1-to-14.50149869 basis. In addition, each equityholder of Common Units received an equivalent number of Class B Common Stock or Class C Common Stock of the Issuer, as applicable.
- Securities held of record by Rakuten Mobile USA Service Inc. ("Rakuten USA Service"). Mr. Mikitani is the founder, Chairman and Chief Executive Officer of Rakuten USA Service and has voting and investment discretion with respect to the securities held of record by Rakuten USA Service.
- Securities held of record by Rakuten Mobile, Inc. ("Rakuten"). Mr. Mikitani is the founder, Chairman and Chief Executive Officer of Rakuten and has voting and investment discretion with respect to the securities held of record by Rakuten.
- The Common Units of AST may be redeemed by the Reporting Person at any time on or after April 6, 2022 for shares of the Issuer's Class A Common Stock on a one-to-one basis. The Common Units do not expire.