Filing Details
- Accession Number:
- 0001213900-21-020918
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-08 21:47:32
- Reporting Period:
- 2021-04-06
- Accepted Time:
- 2021-04-08 21:47:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1513525 | Adial Pharmaceuticals Inc. | ADIL | Pharmaceutical Preparations (2834) | 800667150 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1718158 | A. Bankole Johnson | 1001 Research Park Blvd., Suite 100 Charlottesville VA 22911 | Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-04-06 | 150,000 | $2.50 | 548,336 | No | 4 | S | Indirect | En Fideicomiso De Mi Vida 11/23/2010 (Trust) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | En Fideicomiso De Mi Vida 11/23/2010 (Trust) |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,055 | Direct | |
| Common Stock | 40,463 | Indirect | Medico-Trans Company, LLC |
| Common Stock | 93,000 | Indirect | En Fidecomiso de Todos Mis Suenos Grantor Retained Annuity Trust dated June 27, 2017 |
| Common Stock | 22,320 | Indirect | En Fideicomiso De Mis Suenos 11/23/2010 (Trust) |
| Common Stock | 10,000 | Indirect | De Mi Amor 11/23/2010 (Trust) |
| Common Stock | 4,650 | Indirect | Efunbowale Johnson |
| Common Stock | 1,395 | Indirect | Ade Johnson |
| Common Stock | 1,395 | Indirect | Lola Johnson |
| Common Stock | 930 | Indirect | Lina Tiouririne |
| Common Stock | 930 | Indirect | Aida Tiouririne |
Footnotes
- The reporting person sold 150,000 shares of the issuer's common stock pursuant to a Stock Purchase Agreement dated as of April 6, 2021 for an aggregate purchase price of $375,000.
- Medico-Trans Company, LLC is controlled by Bankole Johnson.
- Dr. Johnson is the trustee of each of these trusts.
- Dr. Johnson has a voting proxy on this person's behalf that entitles him to vote these shares.
Billionaire Hedge Funds
