Filing Details
- Accession Number:
- 0000899243-21-015447
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-08 20:38:47
- Reporting Period:
- 2021-03-25
- Accepted Time:
- 2021-04-08 20:38:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1832466 | Alignment Healthcare Inc. | ALHC | Hospital & Medical Service Plans (6324) | 465596242 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1850411 | Curtis Michael Foster | C/O Alignment Healthcare, Inc.1100 W. Town &Amp; Country Road, Suite 1600 Orange CA 92868 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share ("Common Stock") | Acquisiton | 2021-03-25 | 27,500 | $0.00 | 1,132,692 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2021-04-06 | 50,843 | $16.83 | 1,081,849 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Acquisiton | 2021-03-25 | 346,296 | $0.00 | 346,296 | $18.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 346,296 | 2031-03-25 | No | 4 | A | Direct |
Footnotes
- Represents 27,500 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of Alignment Healthcare, Inc. (the "Company"), that will vest 25% on the first four anniversaries of the initial vesting date. The securities covered by such transaction were previously included on Mr. Foster's Form 3.
- Represents 50,843 shares of Common Stock sold pursuant to the partial exercise by the underwriters of their over-allotment option after the closing of the Company's initial public offering, at a price of $16.83 (net of underwriting discount).
- Represents 346,296 options to purchase Common Stock of the Company at the initial public offering price. The securities covered by such transaction were previously included on Mr. Foster's Form 3.
- Vest 25% on the first four anniversaries of the initial vesting date.
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