Filing Details

Accession Number:
0000899243-21-015443
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-08 20:34:14
Reporting Period:
2021-03-25
Accepted Time:
2021-04-08 20:34:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1832466 Alignment Healthcare Inc. ALHC Hospital & Medical Service Plans (6324) 465596242
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1850397 Christine Dawn Maroney C/O Alignment Healthcare, Inc. 1100 W.
Town &Amp; Country Road, Suite 1600
Orange CA 92868
President, Markets No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share ("Common Stock") Acquisiton 2021-03-25 81,850 $0.00 1,716,998 No 4 A Direct
Common Stock Disposition 2021-04-06 75,222 $16.83 1,641,776 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2021-03-25 1,030,702 $0.00 1,030,702 $18.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
346,296 2031-03-25 No 4 A Direct
Footnotes
  1. Represents 81,850 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of Alignment Healthcare, Inc. (the "Company"), that will vest 25% on the first four anniversaries of the initial vesting date. The securities covered by such transaction were previously included on Ms. Maroney's Form 3.
  2. Represents 50,843 shares of Common Stock sold pursuant to the partial exercise by the underwriters of their over-allotment option after the closing of the Company's initial public offering, at a price of $16,83 (net of underwriting discount).
  3. Represents 1,030,702 options to purchase Common Stock of the Company at the initial public offering price. The securities covered by such transaction were previously included on Ms. Maroney's Form 3.
  4. Vest 25% on the first four anniversaries of the initial vesting date.