Filing Details
- Accession Number:
- 0000899243-21-015438
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-08 20:31:41
- Reporting Period:
- 2021-03-25
- Accepted Time:
- 2021-04-08 20:31:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1832466 | Alignment Healthcare Inc. | ALHC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1105688 | H Jeffrey Margolis | C/O Alignment Healthcare, Inc. 1100 W. Town &Amp; Country Road, Suite 1600 Orange CA 92868 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share ("Common Stock") | Acquisiton | 2021-03-25 | 33,333 | $0.00 | 472,587 | No | 4 | A | Indirect | See footnote |
Common Stock | Disposition | 2021-04-06 | 10,121 | $16.83 | 462,466 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Footnotes
- Represents 33,333 shares of restricted Common Stock of Alignment Healthcare, Inc. (the "Company") that will vest in equal annual installments on each of the first three anniversaries of the Company's initial public offering unless Mr. Margolis is removed for cause or resigns prior to such dates. The securities covered by such transaction were previously included on Mr. Margolis's Form 3.
- Represents securities held by the Margolis Family trust 12/23/98, of which Mr. Margolis is the trustee.
- Represents 10,121 shares of Common Stock sold pursuant to the partial exercise by the underwriters of their over-allotment option after the closing of the Company's initial public offering, at a price of $16.83 (net of underwriting discount).