Filing Details
- Accession Number:
- 0001118980-11-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-28 17:46:27
- Reporting Period:
- 2011-04-26
- Filing Date:
- 2011-04-28
- Accepted Time:
- 2011-04-28 17:46:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
18061 | Cascade Corp | CASC | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 930136592 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1118980 | Jr C Robert Warren | Po Box 20187 Portland OR 97294 | President And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-26 | 2,300 | $11.22 | 77,644 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-26 | 2,300 | $47.50 | 75,344 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-04-28 | 18,493 | $11.22 | 93,837 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to purchase) | Disposition | 2011-04-28 | 18,493 | $0.00 | 18,493 | $11.22 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2001-06-14 | 2011-06-14 | No | 4 | M | Direct |
Footnotes
- The option was granted for 52,273 shares on 06-14-2001 and became exercisable for 25% of the shares on each of the first four anniversaries.