Filing Details

Accession Number:
0001118980-11-000005
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2011-04-28 17:23:48
Reporting Period:
2011-04-08
Filing Date:
2011-04-28
Accepted Time:
2011-04-28 17:23:48
Original Submission Date:
2011-04-12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
18061 Cascade Corp CASC Industrial Trucks, Tractors, Trailors & Stackers (3537) 930136592
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1118980 Jr C Robert Warren Po Box 20187
Portland OR 97294
President And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-04-08 31,480 $11.22 106,824 No 4 M Direct
Common Stock Acquisiton 2011-04-08 400 $47.33 75,344 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to purchase) Disposition 2011-04-08 31,480 $0.00 31,480 $11.22
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,793 2001-06-14 2011-06-14 No 4 M Direct
Footnotes
  1. Amendment is filed to report reporting person's acquisition of 31,480 shares upon partial exercise of a stock option. Original form reported that the option was exercised in full, resulting in the reporting person acquiring 52,273 shares.
  2. Due to the over reporting of amounts acquired on exercise, Table 1, Item 5 disclosures in Forms 4 filed 04-12-2011 are overstated by 20,793 in each case, an amount equal to the number of shares that remain available pursuant to the subject stock option. Only the revised option exercise amount and final trade and final amount of shares beneficially owned are being reported in this amendment.
  3. The option was granted for 52,273 shares on 06-14-2001 and became exercisable for 25% of the shares on each of the first four anniversaries.