Filing Details
- Accession Number:
- 0001118980-11-000005
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-04-28 17:23:48
- Reporting Period:
- 2011-04-08
- Filing Date:
- 2011-04-28
- Accepted Time:
- 2011-04-28 17:23:48
- Original Submission Date:
- 2011-04-12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
18061 | Cascade Corp | CASC | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 930136592 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1118980 | Jr C Robert Warren | Po Box 20187 Portland OR 97294 | President And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-08 | 31,480 | $11.22 | 106,824 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-04-08 | 400 | $47.33 | 75,344 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to purchase) | Disposition | 2011-04-08 | 31,480 | $0.00 | 31,480 | $11.22 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,793 | 2001-06-14 | 2011-06-14 | No | 4 | M | Direct |
Footnotes
- Amendment is filed to report reporting person's acquisition of 31,480 shares upon partial exercise of a stock option. Original form reported that the option was exercised in full, resulting in the reporting person acquiring 52,273 shares.
- Due to the over reporting of amounts acquired on exercise, Table 1, Item 5 disclosures in Forms 4 filed 04-12-2011 are overstated by 20,793 in each case, an amount equal to the number of shares that remain available pursuant to the subject stock option. Only the revised option exercise amount and final trade and final amount of shares beneficially owned are being reported in this amendment.
- The option was granted for 52,273 shares on 06-14-2001 and became exercisable for 25% of the shares on each of the first four anniversaries.