Filing Details
- Accession Number:
- 0001567619-21-007765
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-07 16:44:12
- Reporting Period:
- 2021-04-05
- Accepted Time:
- 2021-04-07 16:44:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
886128 | Fuelcell Energy Inc | FCEL | Electrical Industrial Apparatus (3620) | 060853042 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1523478 | S. Michael Bishop | C/O Fuelcell Energy, Inc. 3 Great Pasture Road Danbury CT 06810 | Evp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-04-05 | 4,682 | $0.00 | 27,223 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-04-05 | 1,468 | $13.57 | 25,755 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2021-04-05 | 8,333 | $0.00 | 34,088 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-04-05 | 2,612 | $13.57 | 31,476 | No | 4 | F | Direct | |
Common Stock | Disposition | 2021-04-05 | 7,000 | $14.56 | 24,476 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Restricted Stock Unit | Disposition | 2021-04-05 | 4,682 | $0.00 | 4,682 | $0.00 |
Common Stock | Employee Restricted Stock Unit | Disposition | 2021-04-05 | 8,333 | $0.00 | 8,333 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
0 | No | 4 | M | Direct |
Footnotes
- Restricted stock units were converted into common stock on a one-for-one basis.
- Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units.
- The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- On April 5, 2018, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.
- On April 5, 2018, the reporting person was granted restricted stock units, which vest 100% on the third anniversary of the date of grant, subject to continued employment.