Filing Details
- Accession Number:
- 0001567619-21-007761
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-07 16:37:55
- Reporting Period:
- 2021-04-05
- Accepted Time:
- 2021-04-07 16:37:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 886128 | Fuelcell Energy Inc | FCEL | Electrical Industrial Apparatus (3620) | 060853042 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1702985 | D Jennifer Arasimowicz | C/O Fuelcell Energy, Inc. 3 Great Pasture Road Danbury CT 06810 | Evp, Gen. Counsel, Cao, Secy | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-04-05 | 4,682 | $0.00 | 17,991 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-04-05 | 1,468 | $13.57 | 16,523 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-04-05 | 8,333 | $0.00 | 24,856 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-04-05 | 2,612 | $13.57 | 22,244 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-04-06 | 8,000 | $13.46 | 14,244 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-04-06 | 4,167 | $0.00 | 18,411 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-04-06 | 1,306 | $13.85 | 17,105 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Restricted Stock Unit | Disposition | 2021-04-05 | 4,682 | $0.00 | 4,682 | $0.00 |
| Common Stock | Employee Restricted Stock Unit | Disposition | 2021-04-05 | 8,333 | $0.00 | 8,333 | $0.00 |
| Common Stock | Employee Restricted Stock Unit | Disposition | 2021-04-06 | 4,167 | $0.00 | 4,167 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct |
Footnotes
- Restricted stock units were converted into common stock on a one-for-one basis.
- Represents shares netted for taxes pursuant to vesting of Restricted Stock Units.
- The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- On April 5, 2018, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.
- On April 5, 2018, the reporting person was granted restricted stock units, which vest 100% on the third anniversary of the date of grant, subject to continued employment.
- On April 6, 2017, the reporting person was granted restricted stock units, which vest 1/4 on each of the first, second, third, and fourth anniversaries of the date of grant, subject to continued employment.
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