Filing Details

Accession Number:
0001179110-21-004293
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-07 13:54:48
Reporting Period:
2021-04-05
Accepted Time:
2021-04-07 13:54:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1051627 Axt Inc AXTI Semiconductors & Related Devices (3674) 943031310
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1257647 L Gary Fischer 4281 Technology Dr
Fremont CA 94538
Vp, Cfo & Corporate Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-04-05 10,000 $12.52 318,495 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 17, 2021.