Filing Details
- Accession Number:
- 0001209191-21-025651
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-06 16:18:59
- Reporting Period:
- 2021-04-06
- Accepted Time:
- 2021-04-06 16:18:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1563190 | Compass Inc. | COMP | Services-Computer Programming Services (7371) | 300751604 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1847178 | L. Robert Reffkin | C/O Compass, Inc. 90 Fifth Avenue, 3Rd Floor New York NY 10011 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-04-06 | 411,111 | $18.00 | 8,601,981 | No | 4 | P | Indirect | see footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | see footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 421,150 | Direct |
Footnotes
- Represents 411,111 shares of Class A Common Stock purchased by The Ruth Reffkin Family Trust. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- Represents: (i) 2,533,350 shares of Class A Common Stock held of record by The Compass 2015 GRAT; (ii) 5,305,520 shares of Class A Common Stock held of record by The Compass 2017 GRAT; and (iii) 763,111 shares of Class A Common Stock held of record by The Ruth Reffkin Family Trust.