Filing Details
- Accession Number:
- 0001062993-21-003429
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-05 21:24:10
- Reporting Period:
- 2021-04-01
- Accepted Time:
- 2021-04-05 21:24:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1705338 | Spark Networks Se | LOV | () | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192534 | Osmium Capital Lp | 300 Drakes Landing Road, Suite 172 Greenbrae CA 94904 | No | No | Yes | No | |
| 1316729 | Osmium Partners, Llc | 300 Drakes Landing Road, Suite 172 Greenbrae CA 94904 | No | No | Yes | No | |
| 1367480 | P L Spartan Osmium | 300 Drakes Landing Road, Suite 172 Greenbrae CA 94904 | No | No | Yes | No | |
| 1386292 | Hartnett John Lewis | 300 Drakes Landing Road, Suite 172 Greenbrae CA 94904 | No | No | Yes | No | |
| 1451006 | Osmium Capital Ii, Lp | 300 Drakes Landing Road, Suite 172 Greenbrae CA 94904 | No | No | Yes | No | |
| 1589408 | Osmium Diamond, Lp | 300 Drakes Landing Road, Suite 172 Greenbrae CA 94904 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| American Depositary Shares | Acquisiton | 2021-04-01 | 27,000 | $7.28 | 1,354,605 | No | 4 | P | Indirect | By Osmium Capital, LP |
| American Depositary Shares | Acquisiton | 2021-04-01 | 5,000 | $7.35 | 1,359,605 | No | 4 | P | Indirect | By Osmium Capital, LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Osmium Capital, LP |
| No | 4 | P | Indirect | By Osmium Capital, LP |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| American Depositary Shares | Call option (right to buy) | Acquisiton | 2021-04-01 | 1,000 | $3.08 | 100,000 | $5.00 |
| American Depositary Shares | Call option (right to buy) | Acquisiton | 2021-04-05 | 826 | $3.45 | 82,600 | $5.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,463 | 2021-11-19 | No | 4 | P | Indirect | |
| 12,289 | 2021-11-19 | No | 4 | P | Indirect |
Footnotes
- The general partner of Osmium Capital, LP, Osmium Capital II, LP, Osmium Spartan, LP and Osmium Diamond, LP is Osmium Partners, LLC. John H. Lewis is the controlling member of Osmium Partners, LLC, and Mr. Lewis may be deemed to have voting and dispositive power with respect to the shares held by Osmium Capital, LP, Osmium Capital II, LP, Osmium Spartan, LP and Osmium Diamond, LP. Mr. Lewis disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Lewis is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
- Each American Depository Share ("ADS") represents 0.1 Ordinary Shares of Spark Networks SE.
- The derivative securities that reference this footnote are immediately exercisable "American-style" options.
- Includes 5,000 stock options to purchase ADSs held by Mr. Lewis directly, which were previously disclosed in a Form 3 filed with the Securities and Exchange Commission on January 4, 2021.
Billionaire Hedge Funds
