Filing Details
- Accession Number:
- 0001179110-11-006982
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-28 16:37:44
- Reporting Period:
- 2011-04-26
- Filing Date:
- 2011-04-28
- Accepted Time:
- 2011-04-28 16:37:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 837173 | Walter Energy Inc. | WLT | Bituminous Coal & Lignite Mining (1220) | 133429953 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1356391 | A Lisa Honnold | 4211 W. Boy Scout Blvd. Tampa FL 33607 | Svp,Interim Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-26 | 3,431 | $15.83 | 8,511 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-04-26 | 333 | $83.52 | 8,844 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-26 | 3,764 | $135.42 | 5,080 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualifed stock option | Disposition | 2011-04-26 | 3,431 | $0.00 | 3,431 | $15.83 |
| Common Stock | Non-qualified stock option | Disposition | 2011-04-26 | 333 | $0.00 | 333 | $83.52 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-27 | No | 4 | M | Direct | |
| 333 | 2020-03-02 | No | 4 | M | Direct |
Footnotes
- Includes shares held by Reporting Person under Employee Stock Purchase Plan.
- Options vest in 3 equal annual installments beginning 02/27/2010, with last installment subject to accelerated vesting on 3/31/11.
- Options vest in 3 equal installments on 2/27/2011, 3/31/2011 and the earlier of 3/2/2013 or termination of employment.
Billionaire Hedge Funds
