Filing Details
- Accession Number:
- 0001209191-21-025428
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-05 18:43:43
- Reporting Period:
- 2021-04-01
- Accepted Time:
- 2021-04-05 18:43:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1370637 | Etsy Inc | ETSY | Services-Business Services, Nec (7389) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1770886 | Kruti Goyal Patel | C/O Etsy, Inc. 117 Adams Street Brooklyn NY 11201 | Chief Product Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-04-01 | 11,433 | $0.00 | 38,408 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-04-01 | 6,087 | $208.20 | 32,321 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-04-01 | 3,141 | $10.23 | 35,462 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-04-01 | 3,659 | $28.38 | 39,121 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-04-01 | 1,487 | $206.05 | 37,634 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-04-01 | 2,117 | $207.14 | 35,517 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-04-01 | 1,928 | $207.93 | 33,589 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-04-01 | 610 | $209.70 | 32,979 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-04-01 | 657 | $210.73 | 32,322 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-04-01 | 1 | $211.34 | 32,321 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2021-04-01 | 1,199 | $0.00 | 1,199 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2021-04-01 | 4,159 | $0.00 | 4,159 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2021-04-01 | 4,052 | $0.00 | 4,052 | $0.00 |
| Common Stock | Restricted Stock units | Disposition | 2021-04-01 | 2,023 | $0.00 | 2,023 | $0.00 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-04-01 | 3,141 | $0.00 | 3,141 | $10.23 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-04-01 | 3,659 | $0.00 | 3,659 | $28.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 8,319 | No | 4 | M | Direct | ||
| 24,309 | No | 4 | M | Direct | ||
| 8,092 | No | 4 | M | Direct | ||
| 0 | 2027-03-14 | No | 4 | M | Direct | |
| 47,928 | 2028-03-14 | No | 4 | M | Direct |
Footnotes
- Shares of common stock acquired upon the vesting of restricted stock units.
- This transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units.
- These exercises and subsequent sales were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 26, 2019.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $205.48 to $206.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $206.50 to $207.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $207.51 to $208.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $209.16 to $210.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $210.18 to $211.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Represents restricted stock units which correspond 1-for-1 with common stock.
- The restricted stock units vest in 16 equal quarterly installments beginning on July 1, 2017, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date.
- The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2018, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date.
- The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2020, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date.
- The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2019, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date.
- The shares underlying the option exercised in this transaction were fully vested and exercisable. The originally granted options are exercisable in 48 equal monthly installments beginning on April 15, 2017, provided the Reporting Person remains continuously employed on each vesting date.
- The shares underlying the option exercised in this transaction were fully vested and exercisable. The originally granted options are exercisable in 8 equal semi-annual installments beginning on October 1, 2018, provided the Reporting Person remains continuously employed on each vesting date.
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