Filing Details
- Accession Number:
- 0001209191-21-025377
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-05 18:19:04
- Reporting Period:
- 2021-04-01
- Accepted Time:
- 2021-04-05 18:19:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1707753 | Elastic N.v. | ESTC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1662734 | Janesh Moorjani | C/O Elastic N.v. 800 West El Camino Real, Suite 350 Mountain View CA 94040 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2021-04-01 | 14,733 | $10.15 | 47,676 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2021-04-01 | 8,716 | $114.44 | 38,960 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2021-04-01 | 4,486 | $115.29 | 34,474 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2021-04-01 | 1,531 | $116.23 | 32,943 | No | 4 | S | Direct | |
Ordinary Shares | Acquisiton | 2021-04-05 | 4,167 | $13.07 | 37,110 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2021-04-01 | 14,733 | $0.00 | 14,733 | $10.15 |
Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2021-04-05 | 4,167 | $0.00 | 4,167 | $13.07 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
73,664 | 2027-09-06 | No | 4 | M | Direct | |
31,250 | 2028-04-01 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 18, 2020.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.91 to $114.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.91 to $115.90, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.92 to $116.52, inclusive.
- The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the ordinary shares subject to the option vested on August 28, 2018 and 1/48th of the ordinary shares subject to the option vest monthly thereafter.
- The ordinary shares subject to the option vest in 48 equal monthly installments beginning on November 1, 2019.