Filing Details
- Accession Number:
- 0001209191-21-025124
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-05 16:12:13
- Reporting Period:
- 2021-04-01
- Accepted Time:
- 2021-04-05 16:12:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 56701 | Koss Corp | KOSS | Household Audio & Video Equipment (3651) | 391168275 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216781 | Lenore Lillie | C/O Koss Corporation 4129 N. Port Washington Ave. Milwaukee WI 53212 | Vp - Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-04-01 | 7,550 | $3.00 | 7,550 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-04-01 | 3,050 | $24.39 | 4,500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-04-01 | 4,500 | $22.12 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-04-01 | 7,550 | $0.00 | 7,550 | $3.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-07-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 30,022 | Indirect | ESOP |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.30 to $24.57, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.91 to $22.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- This option vests in five equal annual installments beginning on July 23, 2015.
Billionaire Hedge Funds
