Filing Details
- Accession Number:
- 0001127602-11-013978
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-28 15:44:08
- Reporting Period:
- 2011-04-26
- Filing Date:
- 2011-04-28
- Accepted Time:
- 2011-04-28 15:44:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 86312 | Travelers Companies Inc. | TRV | Fire, Marine & Casualty Insurance (6331) | 410518860 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1301246 | Iii Franklin Kenneth Spence | The Travelers Companies, Inc. 385 Washington Street St. Paul MN 55102 | Evp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-04-26 | 500 | $0.00 | 25,861 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2011-04-26 | 15,000 | $42.88 | 40,861 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-26 | 15,000 | $61.16 | 25,861 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-04-26 | 10,000 | $33.51 | 35,861 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-26 | 10,000 | $61.14 | 25,861 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-04-26 | 15,500 | $36.97 | 41,361 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-26 | 15,500 | $61.13 | 25,861 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-04-26 | 470 | $53.16 | 26,331 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-26 | 470 | $61.15 | 25,861 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-04-26 | 232 | $56.23 | 26,093 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-26 | 232 | $61.14 | 25,861 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-04-26 | 543 | $56.26 | 26,404 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-26 | 543 | $61.15 | 25,861 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-04-26 | 7,494 | $53.55 | 33,355 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-26 | 7,494 | $61.14 | 25,861 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-04-26 | 2,840 | $53.11 | 28,701 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-26 | 2,840 | $61.11 | 25,861 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-04-26 | 3,258 | $53.60 | 29,119 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-26 | 3,258 | $61.12 | 25,861 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-04-26 | 15,000 | $0.00 | 15,000 | $42.88 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-04-26 | 10,000 | $0.00 | 10,000 | $33.51 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2011-04-26 | 15,500 | $0.00 | 15,500 | $36.97 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2011-04-26 | 470 | $0.00 | 470 | $53.16 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2011-04-26 | 232 | $0.00 | 232 | $56.23 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2011-04-26 | 543 | $0.00 | 543 | $56.26 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2011-04-26 | 7,494 | $0.00 | 7,494 | $53.55 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2011-04-26 | 2,840 | $0.00 | 2,840 | $53.11 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2011-04-26 | 3,258 | $0.00 | 3,258 | $53.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-02-02 | 2014-02-02 | No | 4 | M | Direct |
| 0 | 2008-10-04 | 2014-10-04 | No | 4 | M | Direct |
| 11,559 | 2009-01-25 | 2015-01-25 | No | 4 | M | Direct |
| 0 | 2008-02-08 | 2012-02-05 | No | 4 | M | Direct |
| 0 | 2008-05-08 | 2012-02-05 | No | 4 | M | Direct |
| 0 | 2008-05-14 | 2012-02-05 | No | 4 | M | Direct |
| 0 | 2008-10-04 | 2012-02-05 | No | 4 | M | Direct |
| 0 | 2008-11-30 | 2012-02-05 | No | 4 | M | Direct |
| 0 | 2010-11-09 | 2012-02-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,572 | Indirect | 401(k) Plan |
Footnotes
- Represents the weighted average sales price for price increments ranging from $61.13 to $61.16. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average sales price for price increments ranging from $61.11 to $61.19. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average sales price for price increments ranging from $61.09 to $61.13. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average sales price for price increments ranging from $61.14 to $61.15. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average sales price for price increments ranging from $61.15 to $61.16. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average sales price for price increments ranging from $61.13 to $61.17. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average sales price for price increments ranging from $61.11 to $61.12. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Includes common shares and shares of common stock that may be acquired upon the conversion of shares of Series B Preferred Stock, each of which is convertible into 8 shares of common stock.
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