Filing Details
- Accession Number:
- 0001209191-11-024789
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-28 15:40:24
- Reporting Period:
- 2011-04-27
- Filing Date:
- 2011-04-28
- Accepted Time:
- 2011-04-28 15:40:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
49826 | Illinois Tool Works Inc | ITW | General Industrial Machinery & Equipment (3560) | 361258310 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1180976 | C Allan Sutherland | Illinois Tool Works Inc. 3600 West Lake Avenue Glenview IL 60026 | Sr Vp Taxes & Investments | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-27 | 50,000 | $42.08 | 85,423 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-27 | 50,000 | $57.42 | 35,423 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2011-04-27 | 50,000 | $0.00 | 70,000 | $42.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,000 | 2006-12-07 | 2016-02-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,772 | Indirect | See Footnote |
Common Stock | 500 | Indirect | See Footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | $47.13 | 2005-12-10 | 2014-12-10 | 70,000 | 70,000 | Direct |
Common Stock | Employee Stock Option | $51.60 | 2008-02-09 | 2017-02-09 | 70,000 | 70,000 | Direct |
Common Stock | Employee Stock Option | $48.51 | 2009-02-08 | 2018-02-08 | 70,000 | 70,000 | Direct |
Common Stock | Employee Stock Option | $35.12 | 2010-02-13 | 2019-02-13 | 60,703 | 60,703 | Direct |
Common Stock | Qualifying Restricted Stock Unit | $0.00 | 16,110 | 16,110 | Direct | ||
Common Stock | Employee Stock Option | $43.64 | 2011-02-12 | 2020-02-12 | 64,818 | 64,818 | Direct |
Common Stock | Performance Restricted Stock Unit | $0.00 | 7,122 | 7,122 | Direct | ||
Common Stock | Employee Stock Option | $55.81 | 2012-02-11 | 2021-02-11 | 48,422 | 48,422 | Direct |
Common Stock | Performance Restricted Stock Unit | $0.00 | 6,424 | 6,424 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-12-10 | 70,000 | 70,000 | Direct |
2017-02-09 | 70,000 | 70,000 | Direct |
2018-02-08 | 70,000 | 70,000 | Direct |
2019-02-13 | 60,703 | 60,703 | Direct |
16,110 | 16,110 | Direct | |
2020-02-12 | 64,818 | 64,818 | Direct |
7,122 | 7,122 | Direct | |
2021-02-11 | 48,422 | 48,422 | Direct |
6,424 | 6,424 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from 57.35 to 57.485. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
- Shares of common stock allocated to my account in the Illinois Tool Works Inc. Savings & Investment Plan--Information reported as of March 31, 2011.
- Includes 500 shares held by me as custodian for my minor child under Illinois UGMCA.
- Options vest in four (4) equal annual installments beginning one year from date of grant.
- Each qualifying restricted stock unit (QRSU) and performance restricted stock unit (PRSU) represents a contingent right to receive one share of the Company's common stock.
- Each QRSU and PRSU vests 100% three years from the date of grant if performance goals are met.