Filing Details
- Accession Number:
- 0001246360-11-002169
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-28 15:15:16
- Reporting Period:
- 2011-04-26
- Filing Date:
- 2011-04-28
- Accepted Time:
- 2011-04-28 15:15:16
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1383131 | J Clifford Porzenheim | 222 W. Adams St. Chicago IL 60606 | Sr. Vp - Strategic Growth | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-26 | 7,000 | $39.15 | 24,062 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-04-26 | 2,000 | $31.74 | 26,062 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-04-26 | 3,000 | $21.85 | 29,062 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-04-26 | 2,500 | $24.37 | 31,562 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-26 | 100 | $41.38 | 31,462 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-26 | 400 | $41.39 | 31,062 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-26 | 776 | $41.39 | 30,286 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-26 | 500 | $41.40 | 29,786 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-26 | 400 | $41.41 | 29,386 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-26 | 1,700 | $41.42 | 27,686 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-26 | 1,700 | $41.43 | 25,986 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-26 | 100 | $41.44 | 25,886 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-26 | 600 | $41.45 | 25,286 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-26 | 1,000 | $41.46 | 24,286 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-26 | 100 | $41.47 | 24,186 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-26 | 809 | $41.47 | 23,377 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-26 | 300 | $41.48 | 23,077 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-26 | 600 | $41.48 | 22,477 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-26 | 300 | $41.49 | 22,177 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-26 | 1,515 | $41.49 | 20,662 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-26 | 3,100 | $41.50 | 17,562 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-26 | 500 | $41.51 | 17,062 | No | 4 | S | Direct | |
Common Stock 401(K) | Disposition | 2011-04-27 | 5,226 | $41.67 | 12,194 | No | 4 | I | Indirect | 401k |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | I | Indirect | 401k |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 2001 NQ Stock Option (Right to Buy) | Disposition | 2011-04-26 | 7,000 | $0.00 | 7,000 | $39.15 |
Common Stock | 2002 NQ Stock Option (Right to Buy) | Disposition | 2011-04-26 | 2,000 | $0.00 | 2,000 | $31.74 |
Common Stock | 2003 NQ Stock Option (Right to Buy) | Disposition | 2011-04-26 | 3,000 | $0.00 | 3,000 | $21.85 |
Common Stock | 2004 NQ Stock Option (Right to Buy) | Disposition | 2011-04-26 | 2,500 | $0.00 | 2,500 | $24.37 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2002-07-27 | 2011-07-27 | No | 4 | M | Direct |
2,500 | 2003-12-31 | 2012-04-26 | No | 4 | M | Direct |
11,000 | 2004-08-01 | 2013-08-01 | No | 4 | M | Direct |
2,600 | 2005-08-06 | 2011-08-06 | No | 4 | M | Direct |
Footnotes
- Transfer of 401k funds from GATX stock to another available investment alternative