Filing Details
- Accession Number:
- 0001140361-21-011469
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-02 20:33:50
- Reporting Period:
- 2021-03-31
- Accepted Time:
- 2021-04-02 20:33:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1731289 | Nikola Corp | NKLA | Motor Vehicles & Passenger Car Bodies (3711) | 824151153 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1808962 | R. Trevor Milton | P.o. Box 50608 Phoenix AZ 85076 | No | No | No | No | |
1813379 | M&M Residual, Llc | P.o. Box 50608 Phoenix AZ 85076 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-03-31 | 3,500,000 | $13.89 | 79,082,045 | No | 4 | S | Indirect | By M&M Residual, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By M&M Residual, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 600,000 | Direct |
Footnotes
- The reported disposition was made in exchange for non-cash consideration in the form of a credit to the reporting person's account with the purchaser for goods and services provided by the purchaser in the amount of $48,615,000.
- As manager of M&M, Mr. Milton may be deemed to indirectly beneficially own securities held by such entity.
- The reported holdings represent Common Stock issued on March 15, 2021 upon settlement of a restricted stock unit award that Nikola previously granted to Mr. Milton in connection with his employment.