Filing Details
- Accession Number:
- 0001127602-21-012831
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-02 18:55:52
- Reporting Period:
- 2021-04-01
- Accepted Time:
- 2021-04-02 18:55:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1193107 | R Kevin Johnson | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-04-01 | 153,290 | $47.02 | 499,224 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-04-01 | 121,801 | $109.04 | 377,423 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-04-01 | 31,489 | $109.45 | 345,934 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2021-04-01 | 153,290 | $0.00 | 153,290 | $47.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 170,000 | 2016-03-16 | 2025-03-16 | No | 4 | M | Direct |
Footnotes
- The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2021.
- Includes 1,433.745 accrued dividend equivalents on unvested restricted stock units.
- This transaction was executed in multiple trades at prices ranging from $108.26 to $109.255. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This transaction was executed in multiple trades at prices ranging from $109.26 to $109.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option, representing the right to buy a total of 161,645 shares, became exercisable in two increments of 53,882 shares each on March 16, 2016 and March 16, 2017, and one increment of 53,881 shares on March 16, 2018.
Billionaire Hedge Funds
