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Filing Details

Accession Number:: 0000899243-21-014647
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-04-02 18:43:28
Reporting Period:: 2021-03-31

Accepted Time:: 2021-04-02 18:43:28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
814676	Cps Technologies Corp	CPSH	Pottery & Related Products (3260)	042832509

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1853281	Peregrine Holdings Llc	222 Rosewood Drive, Suite 530 Danvers MA 01923	No	No	Yes	No
1853282	Peregrine Financial Corp	222 Rosewood Drive, Suite 530 Danvers MA 01923	No	No	Yes	No
1853284	Peregrine Trust Company, Llc	222 Rosewood Drive, Suite 530 Danvers MA 01923	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-03-31	35,000	$12.66	707,638	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2021-03-31	35,000	$12.66	705,575	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2021-03-31	10,000	$13.16	697,638	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2021-03-31	10,000	$13.16	695,575	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2021-03-31	5,901	$13.29	691,737	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2021-03-31	5,901	$13.29	689,675	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Footnotes

On March 31, 2021, CMS Holdings, L.L.C. ("CMS Holdings") sold 35,000 shares. Peregrine Financial Corporation ("PFC") provides administrative support services to Peregrine Trust Company, LLC ("PTC"), which is the trustee of MSC Trust (Trust u/w dtd 12/12/96 Michael S. Currier (Art 8th) fbo Karin A. Griscom) ("MSC Trust") and Stephen R. Currier Continuing Trust Under Article Seventh of the Last Will and Testament of Michael S. Currier fbo Ailsa Christina Griscom Currier and her descendants ("SRC Trust"). CMS Holdings is wholly owned by MSC Trust. For its services, PFC receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and therefore has no pecuniary interest in the shares.
Represents 705,578 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust.
On March 31, 2021, Peregrine Holdings, LLC ("Peregrine Holdings") sold 2,971 shares. PFC provides administrative support services to Peregrine Holdings and for its services receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Exchange Act, and therefore has no pecuniary interest in the shares.
Represents 705,575 shares held directly by Peregrine Holdings.
On March 31, 2021, CMS Holdings sold 10,000 shares. The price reported in Column 4 is a weighted average price. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Represents 695,578 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust.
On March 31, 2021, Peregrine Holdings sold 10,000 shares. The price reported in Column 4 is a weighted average price. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Represents 695,575 shares held directly by Peregrine Holdings.
On March 31, 2021, CMS Holdings sold 5,901 shares.
Represents 689,677 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust.
On March 31, 2021, Peregrine Holdings sold 5,900 shares.
Represents 689,675 shares held directly by Peregrine Holdings.
The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act.