Filing Details
- Accession Number:
- 0001817358-21-000051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-02 18:02:25
- Reporting Period:
- 2021-03-31
- Accepted Time:
- 2021-04-02 18:02:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1817358 | Academy Sports & Outdoors Inc. | ASO | Retail-Miscellaneous Shopping Goods Stores (5940) | 851800912 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1826063 | S. William Ennis | C/O Academy Sports And Outdoors, Inc. 1800 North Mason Road Katy TX 77449 | Svp & Chro | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-31 | 119,047 | $0.00 | 225,958 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-03-31 | 119,047 | $0.00 | 345,005 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-31 | 237,799 | $25.50 | 107,206 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-31 | 295 | $26.49 | 106,911 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2021-03-31 | 119,047 | $0.00 | 119,047 | $5.23 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2021-03-31 | 119,047 | $0.00 | 119,047 | $5.23 |
| Common Stock | Restricted Stock Units | Acquisiton | 2021-03-31 | 7,336 | $0.00 | 7,336 | $0.00 |
| Common Stock | Stock Options (Right to Buy) | Acquisiton | 2021-03-31 | 34,105 | $0.00 | 34,105 | $26.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-08-30 | No | 4 | M | Direct | |
| 0 | 2021-08-30 | No | 4 | M | Direct | |
| 7,336 | 2031-03-31 | No | 4 | A | Direct | |
| 34,105 | 2031-03-31 | No | 4 | A | Direct |
Footnotes
- Sale of shares to cover the cost of exercise, withholding tax obligations, and pay broker feeds and commissions, arising from the stock option exercise reported above and the sale of 100% of the net shares acquired from this exercise.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $25.25 to $26.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.37 to $26.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- These time-based options are fully vested.
- These performance-based options are fully vested.
- Granted under the Company's 2020 Omnibus Incentive Plan.
- Each restricted stock unit represents a contingent right to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").
- On March 31, 2021, the Reporting Person was granted 7,336 performance-based restricted stock units. These performance-based restricted stock units vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. The number of shares of Common Stock that the Reporting Person may be entitled to receive upon vesting, if any, may vary from 0% to 100% of the number shown above based on the Issuer's achievement of certain performance criteria for fiscal 2021, and will vest in four equal annual installments beginning on the date of certification by the Issuer's compensation committee and thereafter on or after the second, third and fourth anniversaries of the Vesting Commencement Date (i.e., January 31, 2021), or upon certification by the Issuer's compensation committee of achievement of certain Issuer stock price conditions as of the fourth anniversary of the Vesting Commencement Date.
- These time-based options vest in four equal installments beginning on first anniversary of the grant date.
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