Filing Details
- Accession Number:
- 0001209191-21-024765
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-02 18:00:55
- Reporting Period:
- 2021-04-01
- Accepted Time:
- 2021-04-02 18:00:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1029142 | Dynavax Technologies Corp | DVAX | Pharmaceutical Preparations (2834) | 330728374 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1573072 | F David Novack | C/O Dynavax Technologies 2100 Powell Street, Suite 900 Emeryville CA 94608 | President & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-02-12 | 2,500 | $3.39 | 137,399 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2021-04-01 | 20,000 | $9.92 | 117,399 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Footnotes
- Represents 2,500 shares acquired under Issuer's 2014 Employee Stock Purchase Plan (ESPP) on February 12, 2021
- The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted on March 1, 2021.
- This transaction was executed in multiple trades at prices ranging from $9.77 to $10.00; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Dynavax, or a security holder of Dynavax.
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