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Filing Details

Accession Number:: 0001567619-21-007532
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-04-02 17:06:12
Reporting Period:: 2021-03-31

Accepted Time:: 2021-04-02 17:06:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
797468	Occidental Petroleum Corp	OXY	Crude Petroleum & Natural Gas (1311)	954035997

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
921669	C Carl Icahn	C/O Icahn Associates Holdings Llc 16690 Collins Avenue - Ph-1 Sunny Isles Beach FL 33160	No	No	Yes	No
1313666	Icahn Partners Lp	16690 Collins Avenue - Ph-1 Sunny Isles Beach FL 33160	No	No	Yes	No
1322827	Icahn Partners Master Fund Lp	16690 Collins Avenue - Ph-1 Sunny Isles Beach FL 33160	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-03-31	2,600,000	$26.88	86,027,271	No	4	S	Indirect	Please see footnotes
Common Stock	Disposition	2021-04-01	5,400,000	$27.28	80,627,271	No	4	S	Indirect	Please see footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Please see footnotes
No	4	S	Indirect	Please see footnotes

Footnotes

On March 31, 2021, Icahn Partners LP ("Icahn Partners") sold 1,517,883 Shares and Icahn Partners Master Fund LP ("Icahn Master") sold 1,082,117 Shares. On April 1, 2021, Icahn Partners LP ("Icahn Partners") sold 3,129,572 Shares and Icahn Partners Master Fund LP ("Icahn Master") sold 2,270,428 Shares. All such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Carl C. Icahn and certain affiliates on March 12, 2021.
Icahn Partners directly beneficially owns 47,122,300 Shares, and Icahn Master directly beneficially owns 33,504,971 Shares. In addition Icahn Partner beneficially owns, 11,286,856 Warrants to acquire Common Stock and Icahn Master beneficially owns 8,018,057 Warrants to acquire Common Stock.
Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.
Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master.
Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.