Filing Details
- Accession Number:
- 0001249323-10-000122
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-03 09:51:31
- Reporting Period:
- 2010-09-01
- Filing Date:
- 2010-09-03
- Accepted Time:
- 2010-09-03 09:51:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1002047 | Netapp Inc. | NTAP | Computer Storage Devices (3572) | 770307520 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1197637 | J Daniel Warmenhoven | 495 East Java Drive Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-09-01 | 2,187 | $17.15 | 2,378,872 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2010-09-01 | 2,187 | $42.00 | 2,376,685 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-09-01 | 2,187 | $0.00 | 2,187 | $17.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 50,087 | Direct | |
Common Stock | 170,000 | Indirect | by Lmtd Ptnrshp2 |
Common Stock | 78,962 | Indirect | by Trust2 |
Footnotes
- Shares held in trust by Daniel J. Warmenhoven & Charmaine A. Warmenhoven, trustees to The Warmenhoven 1987 Revocable Trust UTA dated 12/16/87, as amended.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $42.00 to $42.015. The reporting person will provide to the issuer, any security holdeof the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Shares held by Warmenhoven Ventures LP, a limited partnership of which the Warmenhoven Management Trust is the general partner, of which the reporting person and his wife are the trustees. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- Shares held in trust by Richard A. Andre, trustee to The Daniel J. Warmenhoven 1991 Children's Trust. Reporting person disclaims beneficial ownership of such shares.
- Option vests with respect to 1/12 of the option shares on 1/31/01 and the balance in a series of equal month installments over the next 11 months thereafter.