Filing Details
- Accession Number:
- 0001312322-21-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-01 19:33:23
- Reporting Period:
- 2021-03-31
- Accepted Time:
- 2021-04-01 19:33:23
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1312322 | Jennifer Pileggi | C/O Zuora, Inc. 101 Redwood Shores Parkway Redwood City CA 94065 | Svp, Gc And Corp. Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-03-31 | 750 | $0.00 | 20,845 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2021-03-31 | 6,250 | $0.00 | 27,095 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-04-01 | 2,454 | $15.12 | 24,641 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units (RSU)(Class A) | Disposition | 2021-03-31 | 750 | $0.00 | 750 | $0.00 |
Class A Common Stock | Restricted Stock Units (RSU)(Class A) | Disposition | 2021-03-31 | 6,250 | $0.00 | 6,250 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,000 | No | 4 | M | Direct | ||
75,000 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 50,000 | Indirect | By The Bradley and Jennifer Pileggi Trust |
Footnotes
- Shares sold to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units ("RSUs") as reported in rows one and two of Table I.
- The securities are held of record by The Bradley and Jennifer Pileggi Trust, of which the Reporting Person is a trustee.
- Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon vesting for no consideration.
- The RSUs vest over four years, with 1/16 of the shares underlying the initial award on June 30, 2019 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
- RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
- The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2020 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.