Filing Details
- Accession Number:
- 0001628280-21-006423
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-01 18:28:02
- Reporting Period:
- 2021-03-30
- Accepted Time:
- 2021-04-01 18:28:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1484778 | Thredup Inc. | TDUP | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1277624 | R Jack Lazar | C/O Thredup Inc. 969 Broadway, Suite 200 Oakland CA 94607 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-03-30 | 7,142 | $14.00 | 17,856 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series E-1 Preferred Stock | Disposition | 2021-03-30 | 31,958 | $0.00 | 31,958 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-03-30 | 31,958 | $0.00 | 31,958 | $0.00 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-30 | 281,994 | $0.00 | 281,994 | $2.05 |
Class B Common Stock | Stock Option (Right to Buy) | Acquisiton | 2021-03-30 | 281,994 | $0.00 | 281,994 | $2.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
31,958 | No | 4 | J | Indirect | ||
0 | 2027-07-06 | No | 4 | J | Direct | |
281,994 | 2027-07-06 | No | 4 | J | Direct |
Footnotes
- Represents the purchase of shares of Class A common stock of the Issuer in the Issuer's directed share program in connection with its initial public offering.
- Immediately prior to the closing of the Issuer's initial public offering, each share of Series E-1 Preferred Stock automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Series E-1 Preferred Stock had no expiration date.
- Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.
- Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
- The stock option vests in 48 equal monthly installments after June 23, 2017, subject to the Reporting Person's continued service with the Issuer as of each vesting date.