Filing Details

Accession Number:
0001209191-21-024238
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-01 18:23:16
Reporting Period:
2021-03-30
Accepted Time:
2021-04-01 18:23:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1807120 Design Therapeutics Inc. DSGN Pharmaceutical Preparations (2834) 823929248
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1848319 Sr One Capital Fund I Aggregator Lp 985 Old Eagle School Road, Suite 511
Wayne PA 19087
No No Yes No
1853723 Sr One Capital Management, Llc 985 Old Eagle School Road, Suite 511
Wayne PA 19087
No No Yes No
1853724 Sr One Capital Partners I, Lp 985 Old Eagle School Road, Suite 511
Wayne PA 19087
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-30 4,439,839 $0.00 4,439,839 No 4 C Direct
Common Stock Acquisiton 2021-03-30 936,637 $0.00 5,376,476 No 4 C Direct
Common Stock Acquisiton 2021-03-30 250,000 $20.00 5,626,476 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2021-03-30 7,236,938 $0.00 4,439,839 $0.00
Common Stock Series B Preferred Stock Disposition 2021-03-30 1,526,718 $0.00 936,637 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
Footnotes
  1. The Series A Preferred Stock and the Series B Preferred Stock were converted into Common Stock on a 1.63-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock and Series B Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
  2. The reported securities are held directly by SR One Capital Fund I Aggregator, LP. SR One Capital Partners I, LP is the general partner of SR One Capital Fund I Aggregator, LP, and SR One Capital Management, LLC is the general partner of SR One Capital Partners I, LP. Simeon George, M.D. is the managing member of SR One Capital Management, LLC. Each of SR One Capital Partners I, LP, SR One Capital Management, LLC and Mr. George may each be deemed to have shared power to vote or dispose of these shares, and each disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein.
  3. SR One Capital Fund I Aggregator, LP purchased 250,000 shares of Common Stock of Design Therapeutics, Inc. (the "Issuer") in connection with the Issuer's public offering.