Filing Details
- Accession Number:
- 0000899243-21-014352
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-01 17:19:58
- Reporting Period:
- 2021-03-25
- Accepted Time:
- 2021-04-01 17:19:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1000298 | Impac Mortgage Holdings Inc | IMH | Real Estate Investment Trusts (6798) | 330675505 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1576118 | Rhp Trust, Dated May 31, 2011 | 2532 Dupont Drive Irvine CA 92612 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-03-25 | 45,867 | $1.99 | 3,321,332 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2021-03-26 | 19,233 | $2.01 | 3,340,565 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2021-03-29 | 18,050 | $2.01 | 3,358,615 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2021-03-30 | 14,000 | $2.03 | 3,372,615 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2021-03-31 | 23,213 | $2.00 | 3,395,828 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2021-04-01 | 4,172 | $2.01 | 3,400,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Convertible Promissory Note Due 2020 | $21.50 | 2016-01-02 | 2020-11-09 | 639,535 | 13,750,000 | Direct |
Common Stock | Warrant | $2.97 | 2020-10-15 | 2025-04-15 | 116,957 | 116,957 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-11-09 | 639,535 | 13,750,000 | Direct |
2025-04-15 | 116,957 | 116,957 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $1.97 to $2.00; the price reported above reflects the weighted average purchase price. Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these trades were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- This transaction was executed in multiple trades at prices ranging from $1.99 to $2.01; the price reported above reflects the weighted average purchase price. Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these trades were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- This transaction was executed in multiple trades at prices ranging from $2.01 to $2.04; the price reported above reflects the weighted average purchase price. Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these trades were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- This transaction was executed in multiple trades at prices ranging from $1.9999 to $2.04; the price reported above reflects the weighted average purchase price. Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these trades were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- As previously reported on a Form 4 filed by Reporting Person on May 11, 2015, on May 8, 2015, Reporting Person purchased a Convertible Promissory Note Due 2020 in the original principal amount of $13,750,000 that is convertible by Reporting Person at any time after January 1, 2016, and, upon conversion of the original principal amount prior to maturity at the initial conversion price of $21.50 per share (subject to adjustment in the event of stock splits, stock dividends and reclassifications), Reporting Person will receive 639,535 shares of common stock (subject to adjustment in the event of stock splits, stock dividends and reclassifications). The Convertible Promissory Note Due 2020, as amended on April 15, 2020, is due and payable, to the extent not converted, on or before November 9, 2020.