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Filing Details

Accession Number:: 0001213900-21-019635
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-04-01 16:10:17
Reporting Period:: 2021-03-30

Accepted Time:: 2021-04-01 16:10:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1527541	Wheeler Real Estate Investment Trust Inc.	WHLR	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1392977	R Andrew Jones	274 Riverside Avenue Westport CT 06880		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-03-30	1,667	$3.51	34,441	No	4	S	Direct
Common Stock	Disposition	2021-03-31	34,441	$3.51	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series D Cumulative Convertible Preferred Stock	Disposition	2021-03-31	1,200	$18.25	1,768	$16.96

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
20,400			No	4	S	Indirect

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Series B Convertible Preferred Stock	$40.00			28,334	45,335	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	28,334	45,335	Indirect

Footnotes

The price reported in Column 4 is a weighted average price. These shares were purchased in transactions at prices ranging from $3.51 to $3.52, inclusive. The reporting person undertakes to provide to Wheeler Real Estate Investment Trust, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were purchased in transactions at prices ranging from $3.50 to $3.52, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
These shares are held by various investment partnerships, funds and managed accounts, in which NS Advisors, LLC ("NS Advisors") serves as the investment manager. Mr. Jones is the managing member of NS Advisors and has sole voting and investment authority over the shares.
Each share of Series B Convertible Preferred Stock (the "Series B Stock") is convertible into shares of the Company's common stock at $40.00 per share and one share of Series B Stock is convertible into 0.625 shares of Company common stock. The Series B Stock has no expiration date.
Each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into shares of the Company's common stock at $16.96 per share and one share of Series D Stock is convertible into 1.474 shares of Company common stock. The Series D Stock has no expiration date.