Filing Details
- Accession Number:
- 0000927089-21-000120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-01 15:51:11
- Reporting Period:
- 2021-02-17
- Accepted Time:
- 2021-04-01 15:51:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1391933 | Quaint Oak Bancorp Inc | QNTO | Savings Institutions, Not Federally Chartered (6036) | 352293957 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1403493 | J Diane Colyer | C/O Quaint Oak Bancorp, Inc. 501 Knowles Avenue Southampton PA 18966 | Svp And Corporate Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-02-17 | 27 | $16.00 | 957 | No | 4 | S | Indirect | By 401(k) Plan |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By 401(k) Plan |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 8,789 | Direct | |
| Common Stock | 2,820 | Indirect | By IRA |
| Common Stock | 1,200 | Indirect | By Spouse |
| Common Stock | 13,286 | Indirect | By ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $13.30 | 2028-05-09 | 6,000 | 6,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $8.10 | 2018-05-08 | 2023-05-08 | 10,000 | 10,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2028-05-09 | 6,000 | 6,000 | Direct |
| 2023-05-08 | 10,000 | 10,000 | Direct |
Footnotes
- Transaction was a nondiscretionary sale of common stock held by 401(k) plan pursuant to an agreement, whereby the Reporting Person elected to rebalance holdings in 401(k) plan. The Reporting Person did not have control over the sale.
- Includes shares acquired in the Issuer's 401(k) Plan since the last filed Form 4. Based on a report dated March 23, 2021.
- Includes 1,200 shares granted pursuant to the Issuer's 2013 Stock Incentive Plan which reflect the unvested portion of a grant amount originally covering 2,000 shares that commenced vesting at a rate of 20% per year on May 9, 2019.
- Includes shares allocated to the reporting person's ESOP account since the last filed Form 4.
- The options are vesting at a rate of 20% per year commencing on May 9, 2019.
- The options vested at a rate of 20% per year commencing May 8, 2014.
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