Filing Details

Accession Number:
0000899243-21-014300
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-31 21:38:05
Reporting Period:
2021-03-29
Accepted Time:
2021-03-31 21:38:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1195734 Potbelly Corp PBPB Retail-Eating Places (5812) 364466837
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1593559 D. Robert Wright 111 N. Canal
Suite 850
Chicago IL 60606
President And Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-29 280,000 $0.00 738,405 No 4 M Direct
Common Stock Disposition 2021-03-31 132,149 $5.58 606,256 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance Stock Units Disposition 2021-03-29 280,000 $0.00 280,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
140,000 2025-07-20 No 4 M Direct
Footnotes
  1. On March 29, 2021, 280,000 of the Reporting Person's performance stock units vested. Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock upon the Issuer's common stock achieving a specified market price.
  2. Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy withholding obligations in connection with the vesting of 280,000 of the Reporting Person's performance stock units.
  3. Represents the weighted average price of the shares sold. The prices of the shares sold pursuant to the transaction ranged from $5.58 to $5.63 per share.