Filing Details
- Accession Number:
- 0000899243-21-014300
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-31 21:38:05
- Reporting Period:
- 2021-03-29
- Accepted Time:
- 2021-03-31 21:38:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1195734 | Potbelly Corp | PBPB | Retail-Eating Places (5812) | 364466837 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1593559 | D. Robert Wright | 111 N. Canal Suite 850 Chicago IL 60606 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-29 | 280,000 | $0.00 | 738,405 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-31 | 132,149 | $5.58 | 606,256 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Stock Units | Disposition | 2021-03-29 | 280,000 | $0.00 | 280,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 140,000 | 2025-07-20 | No | 4 | M | Direct |
Footnotes
- On March 29, 2021, 280,000 of the Reporting Person's performance stock units vested. Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock upon the Issuer's common stock achieving a specified market price.
- Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy withholding obligations in connection with the vesting of 280,000 of the Reporting Person's performance stock units.
- Represents the weighted average price of the shares sold. The prices of the shares sold pursuant to the transaction ranged from $5.58 to $5.63 per share.
Billionaire Hedge Funds
