Filing Details
- Accession Number:
- 0001225208-21-006160
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-31 18:34:17
- Reporting Period:
- 2021-03-29
- Accepted Time:
- 2021-03-31 18:34:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 39368 | Fuller H B Co | FUL | Adhesives & Sealants (2891) | 410268370 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1443909 | James Owens | 1200 Willow Lake Boulevard P.o. Box 64683 St. Paul MN 55164-0683 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-29 | 19,471 | $28.40 | 243,174 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-29 | 1,570 | $64.27 | 241,604 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-29 | 17,901 | $63.40 | 223,703 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-03-30 | 19,470 | $28.40 | 243,173 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-30 | 6,413 | $63.61 | 236,760 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-30 | 13,057 | $64.01 | 223,703 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-31 | 2,000 | $62.93 | 221,703 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-31 | 3,000 | $64.20 | 218,703 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-31 | 5,000 | $62.98 | 213,703 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2021-03-29 | 19,471 | $28.40 | 19,471 | $28.40 |
| Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2021-03-30 | 19,470 | $28.40 | 19,470 | $28.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,470 | 2013-01-26 | 2022-01-26 | No | 4 | M | Direct |
| 0 | 2013-01-26 | 2022-01-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 361 | Indirect | By 401(k) Plan |
| Common Stock | 280 | Indirect | By Son |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right-to-Buy) | $33.38 | 2017-01-19 | 2026-01-19 | 182,039 | 182,039 | Direct |
| Common Stock | Employee Stock Option (Right-to-Buy) | $39.64 | 2014-01-24 | 2023-01-24 | 80,697 | 80,697 | Direct |
| Common Stock | Employee Stock Option (Right-to-Buy) | $41.00 | 2016-01-22 | 2025-01-22 | 112,727 | 112,727 | Direct |
| Common Stock | Employee Stock Option (Right-to-Buy) | $45.04 | 2020-01-24 | 2029-01-24 | 226,403 | 226,403 | Direct |
| Common Stock | Employee Stock Option (Right-to-Buy) | $48.35 | 2021-01-24 | 2030-01-24 | 238,872 | 238,872 | Direct |
| Common Stock | Employee Stock Option (Right-to-Buy) | $48.92 | 2015-01-23 | 2024-01-23 | 79,061 | 79,061 | Direct |
| Common Stock | Employee Stock Option (Right-to-Buy) | $50.10 | 2018-01-26 | 2027-01-26 | 151,826 | 151,826 | Direct |
| Common Stock | Employee Stock Option (Right-to-Buy) | $51.89 | 2022-01-27 | 2031-01-27 | 187,889 | 187,889 | Direct |
| Common Stock | Employee Stock Option (Right-to-Buy) | $53.57 | 2019-01-25 | 2028-01-25 | 146,887 | 146,887 | Direct |
| Common Stock | Performance Stock Units | $0.00 | 2020-01-24 | 2022-01-24 | 8,392 | 8,392 | Direct |
| Common Stock | Performance Stock Units (CEO) | $0.00 | 2020-01-24 | 2022-01-24 | 8,517 | 8,517 | Direct |
| Common Stock | Performance Stock Units (CEO) | $0.00 | 2021-01-24 | 2023-01-24 | 16,689 | 16,689 | Direct |
| Common Stock | Restricted Stock Units | $0.00 | 2022-01-27 | 2024-01-27 | 23,934 | 23,934 | Direct |
| Common Stock | Restricted Stock Units | $0.00 | 2024-01-27 | 2024-01-27 | 28,203 | 28,203 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-01-19 | 182,039 | 182,039 | Direct |
| 2023-01-24 | 80,697 | 80,697 | Direct |
| 2025-01-22 | 112,727 | 112,727 | Direct |
| 2029-01-24 | 226,403 | 226,403 | Direct |
| 2030-01-24 | 238,872 | 238,872 | Direct |
| 2024-01-23 | 79,061 | 79,061 | Direct |
| 2027-01-26 | 151,826 | 151,826 | Direct |
| 2031-01-27 | 187,889 | 187,889 | Direct |
| 2028-01-25 | 146,887 | 146,887 | Direct |
| 2022-01-24 | 8,392 | 8,392 | Direct |
| 2022-01-24 | 8,517 | 8,517 | Direct |
| 2023-01-24 | 16,689 | 16,689 | Direct |
| 2024-01-27 | 23,934 | 23,934 | Direct |
| 2024-01-27 | 28,203 | 28,203 | Direct |
Footnotes
- The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $64.10 to $64.555. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $63.04 to $64.00. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $62.845 to $63.84. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $63.845 to $64.285. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
- Held jointly by spouse and son.
- This option is 100% vested.
- This option vests in three equal annual installments beginning on the date shown.
- These performance stock units convert into shares of common stock on a 1-for-1 basis.
- These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.
- This amount has been adjusted to reflect a decrease in number of performance stock units from the original grant based on performance criteria. Amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
- These performance stock units vest in three equal annual installments beginning on the date shown, subject to one or more performance measures being achieved.
- Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
- These performance stock units vest in three equal annual installments beginning on the date shown only if one or more of the performance measures in the CEO's short-term incentive program measures are met at the threshold level for fiscal 2020 as determined by the Compensation Committee.
- These restricted stock units convert into shares of common stock on a 1-for-1 basis.
- These restricted stock units vest in three equal annual installments beginning on the date shown.
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