Filing Details
- Accession Number:
- 0001127602-21-012419
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-31 16:26:47
- Reporting Period:
- 2021-02-03
- Accepted Time:
- 2021-03-31 16:26:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1561935 | A Rachel Gonzalez | 2401 Utah Avenue South Suite 800 Seattle WA 98134 | Evp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-02-03 | 1,000 | $0.00 | 78,905 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2021-03-29 | 82,894 | $56.64 | 162,040 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-29 | 82,894 | $109.51 | 79,146 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2021-03-29 | 82,894 | $0.00 | 82,894 | $56.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 82,894 | 2028-05-15 | No | 4 | M | Direct |
Footnotes
- The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on February 16, 2021.
- Includes 520.002 accrued dividend equivalents on unvested restricted stock units.
- This transaction was executed in multiple trades at prices ranging from $109.01 to $110. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option, representing the right to buy a total of 165,788 shares, became exercisable in two equal increments of 41,447 each on May 15, 2019 and May 15, 2020 and becomes exercisable in two equal increments of 41,447 each on May 15, 2021 and May 15, 2022.
Billionaire Hedge Funds
