Home > Insider Trading > Filing (0001225208-21-006152)

Filing Details

Accession Number:: 0001225208-21-006152
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-31 16:22:13
Reporting Period:: 2021-03-29

Accepted Time:: 2021-03-31 16:22:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
874766	Hartford Financial Services Group Inc.	HIG	Fire, Marine & Casualty Insurance (6331)	133317783

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1349356	Christopher Swift	One Hartford Plaza Hartford CT 06155	Chairman And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-03-29	148,448	$20.63	286,371	No	4	M	Direct
Common Stock	Disposition	2021-03-29	148,448	$65.91	137,923	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option	Disposition	2021-03-29	148,448	$0.00	148,448	$20.63

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2022-02-28	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	43,179	Indirect	By Spouse
Common Stock	41,515	Indirect	Swift Family Gift Trust
Common Stock	110,390	Indirect	Swift Family Legacy Trust

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$24.15	2023-03-05	141,388	141,388	Direct
Common Stock	Stock Option	$35.83	2024-03-04	103,872	103,872	Direct
Common Stock	Stock Option	$41.25	2025-03-03	301,887	301,887	Direct
Common Stock	Stock Option	$43.59	2026-03-01	294,481	294,481	Direct
Common Stock	Stock Option	$48.89	2027-02-28	302,908	302,908	Direct
Common Stock	Stock Option	$49.01	2029-02-26	352,263	352,263	Direct
Common Stock	Stock Option	$51.87	2031-02-23	310,820	310,820	Direct
Common Stock	Stock Option	$53.81	2028-02-27	284,819	284,819	Direct
Common Stock	Stock Option	$55.27	2030-02-25	327,679	327,679	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2023-03-05	141,388	141,388	Direct
2024-03-04	103,872	103,872	Direct
2025-03-03	301,887	301,887	Direct
2026-03-01	294,481	294,481	Direct
2027-02-28	302,908	302,908	Direct
2029-02-26	352,263	352,263	Direct
2031-02-23	310,820	310,820	Direct
2028-02-27	284,819	284,819	Direct
2030-02-25	327,679	327,679	Direct

Footnotes

The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on February 26, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $65.05 to $66.54 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.
The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
One-third of the options became exercisable on February 26, 2020, an additional one-third of the options became exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date.
One-third of the options will become exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
One-third of the options became exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.