Filing Details

Accession Number:
0001209191-21-023756
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2021-03-31 16:00:15
Reporting Period:
2021-03-12
Accepted Time:
2021-03-31 16:00:15
Original Submission Date:
2021-03-16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1059556 Moodys Corp MCO Services-Consumer Credit Reporting, Collection Agencies (7320) 133998945
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1195306 W Raymond Mcdaniel 7 World Trade Center
250 Greenwich Street
New York NY 10007
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-03-12 11,480 $306.97 186,534 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 198,014 Direct
Common Stock 38,226 Indirect Trust I
Common Stock 25,000 Indirect Trust II
Common Stock 1,614 Indirect 401-K
Common Stock 2,000 Indirect Spouse
Footnotes
  1. Sale of shares pursuant to a pre-arranged plan.
  2. The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 29, 2021, with a valuation of $306.97 per share, which was reported to the reporting person on March 29, 2021, and with the exchange fund subsequently reporting that the number of shares accepted was lower than initially reported.
  3. As of the last statement dated December 31, 2020.