Filing Details

Accession Number:
0001415889-21-001705
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-30 18:38:56
Reporting Period:
2021-03-26
Accepted Time:
2021-03-30 18:38:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604821 Natera Inc. NTRA Services-Medical Laboratories (8071) 010894487
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1646649 Jonathan Sheena C/O Natera, Inc.
13011 Mccallen Pass Building A Suite 100
Austin TX 78753
Co-Founder No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-26 10,000 $1.14 457,740 No 4 M Direct
Common Stock Acquisiton 2021-03-27 1,787 $0.00 459,527 No 4 M Direct
Common Stock Disposition 2021-03-29 528 $83.70 458,999 No 4 S Direct
Common Stock Disposition 2021-03-29 58 $86.21 458,941 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2021-03-26 10,000 $0.00 10,000 $1.14
Common Stock Restricted Stock Units Disposition 2021-03-27 1,787 $0.00 1,787 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
116,950 2022-09-20 No 4 M Direct
5,363 No 4 M Direct
Footnotes
  1. Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 27, 2021.
  2. Each RSU represents a contingent right to receive one share of the common stock of the issuer.
  3. The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.
  4. The option shares are fully vested and may be exercised at any time.
  5. The RSUs vest over four years. 25% of the RSUs vest on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.