Filing Details
- Accession Number:
- 0001415889-21-001705
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-30 18:38:56
- Reporting Period:
- 2021-03-26
- Accepted Time:
- 2021-03-30 18:38:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1604821 | Natera Inc. | NTRA | Services-Medical Laboratories (8071) | 010894487 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1646649 | Jonathan Sheena | C/O Natera, Inc. 13011 Mccallen Pass Building A Suite 100 Austin TX 78753 | Co-Founder | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-03-26 | 10,000 | $1.14 | 457,740 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-03-27 | 1,787 | $0.00 | 459,527 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-03-29 | 528 | $83.70 | 458,999 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-29 | 58 | $86.21 | 458,941 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2021-03-26 | 10,000 | $0.00 | 10,000 | $1.14 |
Common Stock | Restricted Stock Units | Disposition | 2021-03-27 | 1,787 | $0.00 | 1,787 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
116,950 | 2022-09-20 | No | 4 | M | Direct | |
5,363 | No | 4 | M | Direct |
Footnotes
- Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 27, 2021.
- Each RSU represents a contingent right to receive one share of the common stock of the issuer.
- The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.
- The option shares are fully vested and may be exercised at any time.
- The RSUs vest over four years. 25% of the RSUs vest on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.