Filing Details
- Accession Number:
- 0001193805-21-000435
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-30 15:42:58
- Reporting Period:
- 2021-03-30
- Accepted Time:
- 2021-03-30 15:42:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1710072 | Edgewise Therapeutics Inc. | EWTX | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1009258 | Deerfield Management Company, L.p. (Series C) | 345 Park Avenue South, 12Th Floor New York NY 10010 | No | No | Yes | Yes | |
1352546 | E James Flynn | 345 Park Avenue South, 12Th Floor New York NY 10010 | No | No | Yes | Yes | |
1680307 | Deerfield Private Design Fund Iv, L.p. | 345 Park Avenue South, 12Th Floor New York NY 10010 | No | No | Yes | Yes | |
1713467 | Deerfield Mgmt Iv, L.p. | 345 Park Avenue South, 12Th Floor New York NY 10010 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-03-30 | 1,572,960 | $0.00 | 1,572,960 | No | 4 | C | Indirect | Through Deerfield Private Design Fund IV, L.P. |
Common Stock | Acquisiton | 2021-03-30 | 1,301,626 | $0.00 | 2,874,586 | No | 4 | C | Indirect | Through Deerfield Private Design Fund IV, L.P. |
Common Stock | Acquisiton | 2021-03-30 | 433,551 | $0.00 | 3,308,137 | No | 4 | C | Indirect | Through Deerfield Private Design Fund IV, L.P. |
Common Stock | Acquisiton | 2021-03-30 | 625,000 | $16.00 | 3,933,137 | No | 4 | P | Indirect | Through Deerfield Private Design Fund IV, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | Through Deerfield Private Design Fund IV, L.P. |
No | 4 | C | Indirect | Through Deerfield Private Design Fund IV, L.P. |
No | 4 | C | Indirect | Through Deerfield Private Design Fund IV, L.P. |
No | 4 | P | Indirect | Through Deerfield Private Design Fund IV, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B-1 Preferred Stock | Disposition | 2021-03-30 | 1,572,960 | $0.00 | 1,572,960 | $0.00 |
Common Stock | Series B-2 Preferred Stock | Disposition | 2021-03-30 | 1,301,626 | $0.00 | 1,301,626 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2021-03-30 | 433,551 | $0.00 | 433,551 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of Series B-1 Preferred Stock automatically converted into one share of the Issuer's common stock upon the closing of the Issuer's initial public offering. The number of shares reported herein gives effect to the 1-for-1.8932 reverse split of the Issuer's common stock effected by the Issuer on March 19, 2021 in connection with its initial public offering.
- This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt IV, L.P. is the general partner of Deerfield Private Design Fund IV, L.P. (the "Fund"). Deerfield Management Company, L.P. is the investment manager of the Fund. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt IV, L.P. and Deerfield Management Company, L.P.
- In accordance with Instruction 4(b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Fund is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
- Each share of Series B-2 Preferred Stock automatically converted into one share of the Issuer's common stock upon the closing of the Issuer's initial public offering. The number of shares reported herein gives effect to the 1-for-1.8932 reverse split of the Issuer's common stock effected by the Issuer on March 19, 2021 in connection with its initial public offering.
- Each share of Series C Preferred Stock automatically converted into one share of the Issuer's common stock upon the closing of the Issuer's initial public offering. The number of shares reported herein gives effect to the 1-for-1.8932 reverse split of the Issuer's common stock effected by the Issuer on March 19, 2021 in connection with its initial public offering.