Filing Details

Accession Number:
0001567619-21-007166
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-29 21:57:25
Reporting Period:
2020-08-17
Accepted Time:
2021-03-29 21:57:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1689657 Berkeley Lights Inc. BLI Laboratory Analytical Instruments (3826) 352415390
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1817415 Eric Hobbs C/O Berkeley Lights, Inc.
5858 Horton Street, Suite 320
Emeryville CA 94608
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-08-17 75,000 $0.12 75,000 No 4 M Direct
Common Stock Acquisiton 2020-08-17 61,198 $0.64 136,198 No 4 M Direct
Common Stock Acquisiton 2020-08-17 50,000 $0.12 186,198 No 4 M Direct
Common Stock Acquisiton 2021-03-25 80,000 $2.10 266,198 No 4 M Direct
Common Stock Disposition 2021-03-25 14,256 $44.48 251,942 No 4 S Direct
Common Stock Disposition 2021-03-25 60,847 $45.34 191,095 No 4 S Direct
Common Stock Disposition 2021-03-25 4,897 $46.17 186,198 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2020-08-17 75,000 $0.00 75,000 $0.12
Common Stock Stock Option (Right to Buy) Disposition 2020-08-17 61,198 $0.00 61,198 $0.64
Common Stock Stock Option (Right to Buy) Disposition 2020-08-17 50,000 $0.00 50,000 $0.12
Common Stock Stock Option (Right to Buy) Disposition 2021-03-25 80,000 $0.00 80,000 $2.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2023-06-16 No 4 M Direct
1,302 2024-10-13 No 4 M Direct
0 2024-02-26 No 4 M Direct
260,000 2027-11-01 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  2. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $43.88 to $44.87. The reporting person undertakes to provide Berkeley Lights, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $44.90 to $45.89. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $45.93 to $46.62. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The stock option is fully vested.
  6. The stock option is fully vested.
  7. The stock option is fully vested.
  8. The stock option is partially vested and will vest with respect to the remaining shares in equal monthly installments of 10,416 shares until fully vested on November 2, 2021.