Filing Details
- Accession Number:
- 0001567619-21-007166
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-29 21:57:25
- Reporting Period:
- 2020-08-17
- Accepted Time:
- 2021-03-29 21:57:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1689657 | Berkeley Lights Inc. | BLI | Laboratory Analytical Instruments (3826) | 352415390 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1817415 | Eric Hobbs | C/O Berkeley Lights, Inc. 5858 Horton Street, Suite 320 Emeryville CA 94608 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-08-17 | 75,000 | $0.12 | 75,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-08-17 | 61,198 | $0.64 | 136,198 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-08-17 | 50,000 | $0.12 | 186,198 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-03-25 | 80,000 | $2.10 | 266,198 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-25 | 14,256 | $44.48 | 251,942 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-25 | 60,847 | $45.34 | 191,095 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-25 | 4,897 | $46.17 | 186,198 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-08-17 | 75,000 | $0.00 | 75,000 | $0.12 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-08-17 | 61,198 | $0.00 | 61,198 | $0.64 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-08-17 | 50,000 | $0.00 | 50,000 | $0.12 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-25 | 80,000 | $0.00 | 80,000 | $2.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-06-16 | No | 4 | M | Direct | |
| 1,302 | 2024-10-13 | No | 4 | M | Direct | |
| 0 | 2024-02-26 | No | 4 | M | Direct | |
| 260,000 | 2027-11-01 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $43.88 to $44.87. The reporting person undertakes to provide Berkeley Lights, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $44.90 to $45.89. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $45.93 to $46.62. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The stock option is fully vested.
- The stock option is fully vested.
- The stock option is fully vested.
- The stock option is partially vested and will vest with respect to the remaining shares in equal monthly installments of 10,416 shares until fully vested on November 2, 2021.
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