Filing Details
- Accession Number:
- 0001179110-11-006956
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-27 17:52:35
- Reporting Period:
- 2011-04-26
- Filing Date:
- 2011-04-27
- Accepted Time:
- 2011-04-27 17:52:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
919013 | Wave Systems Corp | WAVX | Computer Peripheral Equipment, Nec (3577) | 133477246 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187893 | K Steven Sprague | 480 Pleasant St. Lee MA 01238 | President/Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2011-04-26 | 35,000 | $3.26 | 78,337 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 27,184 | Indirect | See footnote |
Footnotes
- 27,184 shares of Class A Common Stock are indirectly owned and held in Mr. Sprague's family trust, of which he, his spouse and childen are beneficiaries.